Edge Act

Results: 436



#Item
161Economy of the United States / Regulation NMS / Securities Exchange Act / Routing / Direct Edge / New York Stock Exchange / NYSE Arca / United States / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-10-20 10:36:04
162Securities Exchange Act / Direct Edge / Federal Rules of Civil Procedure / U.S. Securities and Exchange Commission / Securities regulation in the United States / Financial regulation / Finance / Economy of the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

L:hange rule filingsS Techno Integrationit of LiabilityBYX[removed]xfdl

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-10-22 11:00:34
163Economy of the United States / Financial system / Financial services / Stock market / Chicago Stock Exchange / Securities Exchange Act / Broker-dealer / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / United States securities law / Self-regulatory organizations / Financial economics

Microsoft Word - BATS_EDGE Membership Application.doc

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-09-12 13:02:23
164Financial economics / Stock market / Investment / Securities Exchange Act / Securities regulation in the United States / Direct Edge / U.S. Securities and Exchange Commission / Order / Futures contract / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-09-15 15:33:11
165Economy of the United States / Securities Exchange Act / Direct Edge / BATS Global Markets / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial regulation / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]August 20, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Source URL: www.sec.gov

Language: English - Date: 2014-08-21 08:51:44
16673rd United States Congress / United States securities law / Order / Securities Exchange Act / Investment / Direct Edge / Futures contract / Finance / United States Securities and Exchange Commission / Stock market / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]September 23, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2014-09-23 14:59:09
167New York Stock Exchange / Direct Edge / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / United States / Financial system / United States securities law / Financial regulation / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]September 5, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2014-09-08 07:44:08
168Financial markets / Finance / United States Securities and Exchange Commission / Direct Edge / Mathematical finance / Order / Securities Exchange Act / New York Stock Exchange / NYSE Arca / Financial economics / Investment / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]September 26, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2014-09-29 08:21:44
169Finance / Mathematical finance / United States securities law / Stock market / Securities Exchange Act / United States Securities and Exchange Commission / Direct Edge / Algorithmic trading / New York Stock Exchange / Financial markets / Financial economics / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]October 15, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Source URL: www.sec.gov

Language: English - Date: 2014-10-16 08:11:47
170Monetary reform / National bank / Federal Reserve System / Edge Act / Finance / Politics of the United States / Business / Oklahoma Insurance Commissioner / Riegle-Neal Interstate Banking and Branching Efficiency Act / Financial regulation / United States federal banking legislation / Banks

Legislative Council, General Assembly State of Delaware Title 5 Banking

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Source URL: delcode.delaware.gov

Language: English - Date: 2014-11-07 16:04:43
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